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Regulatory Transformation and Risk Management

If you're building in fintech or web3, chances are you're either already regulated or working toward it. 

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You want to make sure two things happen - you preserve your entrepreneurial culture while, at the same time, you meet regulatory expectations with high confidence.

What We Do

Led by global CRO Simon Gotsch, we deliver 360° start-up and enterprise risk expertise across strategic, financial, and non-financial domains - tailored for companies scaling across diverse markets:

01

Fractional Leadership

Bring senior expertise without full-time overhead.

  • Step in as Fractional or Interim CRO

  • Represent your firm in front of regulators

  • Fit & proper for regulated leadership roles (MD, CRO, Head of Risk)

  • Proven in start-up, scale-up, and mature environments

  • Deep understanding of fintech and Web3 business models

02

License Readiness & Regulatory Transformation

Get market-ready without sacrificing agility.

  • Organizational build-out for licensing (EMIs, VASPs, etc.)

  • Align with regulatory expectations while maintaining entrepreneurial culture

  • Local expertise across EU, LatAm, Africa, India, and SEA markets

  • Support for regulatory submissions and transformation programs

03

Enterprise Risk Frameworks

Build robust, scalable, and regulator-friendly controls.

  • Implementation across the 3-lines-of-defense model

  • 360° enterprise risk view: strategic, financial, and non-financial

  • Risk strategy to tooling: controls, documentation, and monitoring

  • Risk appetite frameworks with data and AI enablement

04

Market-Specific Risk Advisory

Tailored advice for cross-border success.

  • Cross-cultural fluency and local regulatory insights

  • Deep experience across 4 continents

  • Expertise in market-specific licensing and risk expectations

  • Advisory for market entry or expansion in Europe and emerging markets

05

Strategic Risk Insights

Risk as a driver—not a blocker.

  • Align risk with growth strategy and product roadmap

  • Navigate risk appetite, sustainability, and reputational risk

  • Board-level engagement and stakeholder reporting

  • Frameworks: ERM, COSO, ISO31000, 3LoD, GDPR, PSD2, MiCAR, DORA, and more

How We Support Risk

We don’t just advise - we build, challenge, and adapt with you. Whether you're applying for a license, entering a new market, or maturing your risk posture, we work hands-on as part of your team or in close partnership. From frameworks to frontline execution, we bring grounded, regulator-ready expertise that fits your pace, culture, and ambition.

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